Securities Lawyer Regulatory

There are many businesses such as investment firms that invest in a FINRA attorney to ensure they are protected and effectively represented for many legal matters. The experts at May Law, PC are dedicated to your firm to ensure FINRA arbitration is prevented and that the best practices are applied. We understand the legal issues that stockbrokers face, as well as the ones that can be prevented, and our knowledgeable professionals work tirelessly on your behalf to defend and protect you. Reach out today for a consultation and to learn more about our practice and how we can benefit you.

Why Involve an Experienced Chicago Securities Attorney?

There are a lot of lawyers out there with a multitude of focuses. But when you have a securities investigation, then you’ll need to bring a Chicago investment attorney that has an in-depth understand of what that means. Securities law is complicated, and it is an area of law that our attorneys have had great success and experience in. We utilize our contacts and innovative problem-solving skills to get fast resolutions to the legal situation.

What You Can Expect from Our Arbitration Lawyer

When you involve FINRA arbitration lawyers, you can expect professionals that are committed to resolving disputes in a timely manner. We protect stockbrokers from agencies that regulate you, and we listen to your goals for the outcome and legal matters moving forward. We use our negotiation and knowledge to your advantage, and we have experience defending a range of agencies such as the SEC, FINRA, and many more.

What Your Next Steps Should Be

Whether you need a law firm to set up securities firms or your firm wants to avoid certain outcomes, you should reach out today and schedule a consultation with a FINRA defense attorney. A FINRA arbitration lawyer will communicate your options with you and keep you informed throughout the process. Our mission is to be your solution and use innovative techniques to get the best outcome for our clients. Our legal advice is thorough and concise, and we take our code of ethics seriously. Let us know how we can help you today with your legal matters.

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Chicago Securities, Arbitration (Arb) and Mediation Attorney

May Law, PC frequently represents broker-dealers (BDs), registered investment advisers (RIAs), options and securities firms and individual brokers, registered representatives and investment adviser representatives in arbitration, litigation and mediation. In counseling clients facing adversarial client-related situations, the firm often recommends arbitration (arb) when appropriate, and our personnel are experienced in arbitration and mediation as advocates. The firm’s practice also includes intra-industry disputes adjudicated by exchanges (CBOE, CHX and NYSE) and self-regulatory organizations, such as Financial Industry Regulatory Authority (FINRA) f/k/a NASD.

May Law, PC has experience defending arbitrations where customer or claimants assert churning, breach of contract, breach of fiduciary duties negligence, suitability and unauthorized trading. In industry arbitration cases, May Law, PC has experience with U-5 defamation cases, defense of promissory note, breach of contract cases and raiding claims. As an accommodation to existing clients, former clients and other professionals, the Firm has handled and will consider taking investment fraud cases for investors/claimants.

Without strategic advocacy and counsel, businesses and individuals are at risk of liability without appropriate legal protections. May Law, PC, is a Chicago, Illinois, based law firm focused on handling the issues faced by businesses in today’s complex market economy. With experience, knowledge and tailored representation, the firm is capable of handling even the most challenging business issues, from startup through dissolution, including compliance, disputes or regulatory concerns.

Chicago Securities Dispute Lawyer

May Law, PC has significant experience in various courts and arbitration forums, as well as reparations and enforcement actions involving the Commodity Futures Trading Commission (CFTC), Securities and Exchange Commission (SEC) and arbitrations before the National Futures Association (NFA), Financial Industry Regulatory Authority (FINRA) and various exchanges such as the Chicago Board Option Exchange (CBOE), Chicago Stock Exchange (CSX) and New York Stock Exchange (NYSE). When suitable, the firm recommends the use of mediation and other methods of alternative dispute resolution (ADR) that can reduce the risks and costs of litigation or arbitration.

May Law, PC, is a Chicago, Illinois, based law firm prepared to handle legal issues involving customers, employers, compliance, regulation, and helping options and securities firms and individuals maintain best practices to prevent arbitrations and litigation. When faced with litigation or arbitration involving financial services, securities or options, May Law, PC, is also prepared to defend your interests and investment.

May Law, PC has significant experience in various courts, enforcement actions involving the Securities and Exchange Commission (SEC) and arbitrations before the Financial Industry Regulatory Authority (FINRA) and various exchanges such as the Chicago Board Option Exchange (CBOE), and Chicago Stock Exchange (CSX) and the New York Stock Exchange (NYSE). When suitable, the firm recommends the use of mediation and other methods of alternative dispute resolution (ADR) that can reduce the risks and costs of arbitration or litigation.